I Have Management Questions For A Management Lawyer.

Please note: Sending us an email will not make you a client of our Firm. Please do not send us confidential information or sensitive materials through this form.


Firm Successfully Settles Arbitration Case; Defeats NLRB Charge

Many people probably do not expect an employment issue to come before a financial regulatory agency, but when there is a dispute between a registered agent and a broker/dealer or investment institution, the parties are typically bound to arbitrate before FINRA.  We recently negotiated a favorable settlement in a FINRA arbitration case in New York City.

In another notable victory, we successfully defeated a bad faith bargaining charge brought by a powerful union against an employer in the hospitality industry.  We were able to defeat this charge by providing the National Labor Relations Board with a strong position statement and affidavit, saving our client thousands of dollars in further defense costs.